DAVID VAUGHN THOMAS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-01-11 | present | Yes |
| AMERITAS ADVISORY SERVICES, LLC | 2021-11-01 | 2023-01-26 | — |
| AMERITAS INVESTMENT COMPANY, LLC | 2020-03-31 | 2021-11-01 | — |
| CETERA WEALTH SERVICES, LLC | 2016-08-16 | 2020-03-23 | — |
| BOK FINANCIAL SECURITIES, INC. | 2013-08-01 | 2016-09-15 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-11-06 | 2013-08-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-07-06 | 2008-11-07 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-05-28 | 2005-07-20 | — |
| J.P. MORGAN SECURITIES LLC | 2003-08-11 | 2004-06-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-10-30 | 2003-08-01 | — |