SHAWN PHILIP BERTHELOT

SHAWN PHILIP BERTHELOT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with AVANTAX PLANNING PARTNERS, INC..

Registration history (7)

FirmFromToCurrent
AVANTAX PLANNING PARTNERS, INC.2024-05-24presentYes
CITIZENS SECURITIES, INC.2021-04-192024-05-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2008-12-152020-12-31
TD AMERITRADE, INC.2008-12-152021-01-11
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-09-152008-09-23
NATCITY INVESTMENTS, INC.2004-12-132008-08-20
AMERIPRISE FINANCIAL SERVICES, LLC2002-11-122003-09-08

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