Brian Keith Puddy is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-01-07 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2018-04-04 | 2018-12-20 | — |
| INVESTMENT CENTERS OF AMERICA, INC. | 2015-01-02 | 2018-03-19 | — |
| SII INVESTMENTS, INC. | 2006-02-28 | 2018-03-19 | — |
| MSI FINANCIAL SERVICES, INC. | 2004-01-05 | 2004-01-05 | — |