Catherine Aglipay

Catherine Aglipay is an investment adviser representative (IAR) with state registration records since 2003, appearing at 13 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.

Registration history (13)

FirmFromToCurrent
TD PRIVATE CLIENT WEALTH LLC2026-06-24presentYes
WELLS FARGO CLEARING SERVICES, LLC2022-10-102025-05-30
J.P. MORGAN SECURITIES LLC2020-07-292022-10-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-06-062020-03-10
CAPITAL ONE ADVISORS, LLC2015-01-282018-05-02
CAPITAL ONE FINANCIAL ADVISORS LLC2013-11-182015-01-28
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED2011-09-302013-11-06
MML INVESTORS SERVICES, LLC2011-09-092011-09-30
FOUNDATION FINANCIAL ADVISORS, INC2009-05-262009-10-06
COMMONWEALTH EQUITY SERVICES, LLC2009-05-072009-10-08
MORGAN STANLEY & CO. LLC2007-04-022007-05-15
MORGAN STANLEY DW INC.2005-10-052007-04-02
AMERIPRISE FINANCIAL SERVICES, LLC2003-05-142005-07-12

More