LISA Potts Bauer is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | present | Yes |
| RIDGE CAPITAL MANAGEMENT, LLC | 2017-06-13 | 2021-12-31 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2015-04-29 | 2020-11-12 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2011-05-31 | 2015-04-01 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2008-02-20 | 2011-04-25 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2007-08-08 | 2008-02-13 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2004-04-01 | 2007-08-14 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2003-03-03 | 2003-06-27 | — |