MARK BRET UMEK

MARK BRET UMEK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with EMPIRICAL FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
EMPIRICAL FINANCIAL SERVICES, LLC2019-12-11presentYes
FISHER ASSET MANAGEMENT, LLC2015-01-232018-06-08
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.2012-05-102014-12-31
INDEPENDENT FINANCIAL GROUP, LLC2011-02-222014-12-31
QA3 FINANCIAL LLC2008-12-092011-02-11
VOYA FINANCIAL ADVISORS, INC.2006-09-132008-12-08

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