JAMES A FRANGENBERG is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with FOUNDERS FINANCIAL SECURITIES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | 2025-10-27 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2023-09-20 | 2025-10-29 | — |
| LPL FINANCIAL LLC | 2023-06-05 | 2023-08-18 | — |
| M&T SECURITIES, INC. | 2018-10-01 | 2021-06-09 | — |
| PNC WEALTH MANAGEMENT | 2016-06-22 | 2018-09-07 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-03-09 | 2016-04-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-05-26 | 2011-02-22 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-11-29 | 2009-03-05 | — |