GURVINDER Kaur AUJLA

GURVINDER Kaur AUJLA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (8)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2024-09-17presentYes
AVANTAX ADVISORY SERVICES2019-11-182024-09-20
BANCWEST INVESTMENT SERVICES, INC.2016-08-292019-11-20
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-11-192016-01-20
J.P. MORGAN SECURITIES LLC2012-10-012012-11-06
CHASE INVESTMENT SERVICES CORP.2011-05-122012-10-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232011-04-04
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-04-142009-10-23

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