James Humpherson Mollett

James Humpherson Mollett is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2024-06-14presentYes
THORNBURG INVESTMENT MANAGEMENT INC2020-03-032024-04-25
CAPITAL CLIENT GROUP, INC.2014-05-032019-08-05
EQUITABLE ADVISORS, LLC2005-04-012008-03-19

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