DAPHNE CHI is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-03-17 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-09-09 | 2016-03-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2010-07-23 | 2010-09-15 | — |
| UBS FINANCIAL SERVICES INC. | 2010-01-01 | 2010-05-20 | — |
| UBS INTERNATIONAL INC. | 2008-11-13 | 2010-01-01 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-08-01 | 2008-03-05 | — |