CAROLINA THOMPSON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with INSIGNEO ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | 2023-03-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-12-06 | 2023-02-27 | — |
| UBS FINANCIAL SERVICES INC. | 2010-01-01 | 2019-12-19 | — |
| UBS INTERNATIONAL INC. | 2009-05-26 | 2010-01-01 | — |
| UBS FINANCIAL SERVICES INC. | 2006-10-23 | 2009-05-13 | — |
| CITICORP INVESTMENT SERVICES | 2004-11-29 | 2006-10-25 | — |