CHARLOTTE PHILIPS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2026-01-05 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2024-06-14 | 2025-12-16 | — |
| LPL FINANCIAL LLC | 2021-10-11 | 2023-11-30 | — |
| M&T SECURITIES, INC. | 2019-04-23 | 2021-06-09 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2017-05-02 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-12-21 | 2009-10-23 | — |