CODY RAY FLATT is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2026-06-02 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2022-02-04 | 2026-06-04 | — |
| LPL FINANCIAL LLC | 2018-02-14 | 2022-02-22 | — |
| INVEST FINANCIAL CORPORATION | 2015-09-30 | 2018-02-16 | — |
| CUNA BROKERAGE SERVICES, INC. | 2015-04-22 | 2015-10-01 | — |
| INVESTMENT CENTERS OF AMERICA, INC. | 2014-10-03 | 2015-04-16 | — |
| USADVISORS WEALTH MANAGEMENT, LLC | 2014-02-20 | 2014-10-09 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2014-01-09 | 2014-02-20 | — |
| USADVISORS WEALTH MANAGEMENT, LLC | 2012-05-15 | 2014-01-09 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2010-04-29 | 2012-12-05 | — |
| CUNA BROKERAGE SERVICES, INC. | 2006-05-19 | 2010-04-21 | — |