LAUREN ANN RICCA

LAUREN ANN RICCA is an investment adviser representative (IAR) with state registration records since 2012, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (11)

FirmFromToCurrent
LPL FINANCIAL LLC2026-02-06presentYes
ALLIANCEBERNSTEIN L.P.2024-09-122026-02-25
WELLS FARGO CLEARING SERVICES, LLC2023-05-162024-10-03
KESTRA ADVISORY SERVICES, LLC2022-03-072022-12-01
AJ WEALTH2021-11-112022-01-17
MALTIN WEALTH MANAGEMENT, INC.2020-05-122021-10-18
ALLIANCEBERNSTEIN L.P.2019-04-222019-08-08
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2018-01-112018-12-27
CETERA INVESTMENT ADVISERS LLC2017-04-192018-01-05
SANFORD C. BERNSTEIN & CO., LLC2013-03-112013-03-15
ALLIANCEBERNSTEIN L.P.2012-03-132016-02-22

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