BRENT ROBERT BROADDUS

BRENT ROBERT BROADDUS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with WIN TEAM INSURANCE SERVICES, INC., J. W. COLE ADVISORS, INC..

Registration history (8)

FirmFromToCurrent
J. W. COLE ADVISORS, INC.2019-11-05presentYes
FIRST ALLIED ADVISORY SERVICES, INC.2012-07-022019-11-04
FIRST ALLIED SECURITIES, INC.2009-11-202012-07-02
WIN TEAM INSURANCE SERVICES, INC.2009-09-09presentYes
NEWPORT WEALTH ADVISORS, INC.2009-06-192009-10-07
NEWPORT WEALTH ADVISORS, INC.2008-01-042008-12-31
NEWPORT WEALTH ADVISORS, INC.2007-10-082007-12-31
AMERIPRISE FINANCIAL SERVICES, LLC2005-01-012007-08-28

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