JOHN FRANCIS SMITKA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with PENGUIN GLOBAL WEALTH MANAGEMENT LLC, SIGNAL RIDGE CAPITAL PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SIGNAL RIDGE CAPITAL PARTNERS, LLC | 2013-06-11 | present | Yes |
| PENGUIN GLOBAL WEALTH MANAGEMENT LLC | 2008-04-30 | present | Yes |
| TIEDEMANN & ASSOCIATES INVESTMENT ADVISORS, INC. | 2008-02-26 | 2019-07-11 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-05-08 | 2007-05-14 | — |