James Swirtz is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-12-17 | present | Yes |
| THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 2008-10-20 | 2011-01-25 | — |
| INVESTORS CAPITAL CORP. | 2007-08-06 | 2010-06-01 | — |