ARTHUR RANDOLPH DUMM is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-01-14 | present | Yes |
| PNC WEALTH MANAGEMENT | 2021-08-19 | 2022-01-26 | — |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2014-09-11 | 2021-08-17 | — |
| PRUCO SECURITIES, LLC | 2012-12-06 | 2014-07-10 | — |
| MSI FINANCIAL SERVICES, INC. | 2009-11-16 | 2012-10-03 | — |
| ASSOCIATED SECURITIES CORP. | 2007-11-30 | 2009-01-27 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-12-12 | 2007-08-28 | — |