CHARLES NMN LIM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with STANCORP INVESTMENT ADVISERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| STANCORP INVESTMENT ADVISERS, INC. | 2024-12-20 | present | Yes |
| MIRAE ASSET WEALTH MANAGEMENT (USA) INC. | 2019-05-17 | 2021-04-01 | — |
| U.S. BANCORP ADVISORS, LLC | 2017-01-24 | 2019-05-13 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-06-25 | 2017-01-12 | — |
| FIRST ALLIED SECURITIES, INC. | 2009-08-25 | 2017-01-12 | — |
| LPL FINANCIAL LLC | 2008-09-29 | 2009-08-25 | — |