ROMMEL GARCIA

ROMMEL GARCIA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 12 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (12)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2026-03-25presentYes
PNC WEALTH MANAGEMENT2025-05-232026-03-25
TD PRIVATE CLIENT WEALTH LLC2024-03-072024-07-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-08-212024-02-23
CAPITAL ANALYSTS, LLC2019-04-052019-06-06
LINCOLN INVESTMENT PLANNING, LLC2019-04-012019-06-06
CETERA INVESTMENT ADVISERS LLC2015-12-172019-03-20
TRUIST INVESTMENT SERVICES, INC.2014-02-182015-11-17
PNC MANAGED ACCOUNT SOLUTIONS, INC.2011-03-292014-02-14
CHASE INVESTMENT SERVICES CORP.2009-09-092009-10-22
WELLS FARGO CLEARING SERVICES, LLC2008-03-042009-06-16
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-11-062007-11-20

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