JODY ANN SWAPP

JODY ANN SWAPP is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with ASHTON THOMAS SECURITIES, LLC, ASHTON THOMAS PRIVATE WEALTH.

Registration history (4)

FirmFromToCurrent
ASHTON THOMAS PRIVATE WEALTH2024-06-06presentYes
ASHTON THOMAS SECURITIES, LLC2024-06-06presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-01-032024-06-13
WELLS FARGO INVESTMENTS, LLC2008-11-122011-01-03

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