Nicole Karen Choi is an investment adviser representative (IAR) with state registration records since 2009, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-01-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2023-05-31 | 2025-01-21 | — |
| CETERA ADVISORS LLC | 2022-01-20 | 2023-06-02 | — |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2023-06-02 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2019-03-21 | 2020-11-12 | — |
| LPL FINANCIAL LLC | 2013-01-30 | 2019-03-25 | — |
| LUCIA CAPITAL GROUP | 2012-07-17 | 2012-12-07 | — |
| LUCIA CAPITAL GROUP | 2010-04-15 | 2012-03-02 | — |
| RAYMOND J. LUCIA COMPANIES, INC. | 2009-01-16 | 2010-06-14 | — |