Joseph Herrmann is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2024-03-15 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2022-12-02 | 2024-02-23 | — |
| GILDER GAGNON HOWE & CO. LLC | 2018-01-09 | 2022-07-28 | — |
| RBC ROCHDALE, LLC | 2015-01-07 | 2018-01-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-12-01 | 2014-05-19 | — |