JOSE EMANUEL GOMES LOPES

JOSE EMANUEL GOMES LOPES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC, CWM, LLC.

Registration history (7)

FirmFromToCurrent
CWM, LLC2025-02-17presentYes
CETERA INVESTMENT ADVISERS LLC2025-01-06presentYes
OSAIC WEALTH, INC.2023-09-012025-01-06
OSAIC SERVICES, INC.2022-08-022023-09-01
SECURIAN FINANCIAL SERVICES, INC.2017-09-112022-08-19
PRINCIPAL SECURITIES, INC.2015-06-082017-08-18
MML INVESTORS SERVICES, LLC2010-03-112015-05-07

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