NICHOLAS JAMES HARGREAVES is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with CAPITAL CLIENT GROUP, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | 2018-07-05 | present | Yes |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2015-05-18 | 2018-05-30 | — |
| USAA FINANCIAL PLANNING SERVICES | 2010-06-14 | 2012-10-31 | — |
| NEW ENGLAND SECURITIES | 2009-09-28 | 2010-05-05 | — |