JAMES M FOX is an investment adviser representative (IAR) with state registration records since 2016, appearing at 10 firms. Currently registered with FINANCIAL & TAX ARCHITECTS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FINANCIAL & TAX ARCHITECTS, LLC | 2025-08-14 | present | Yes |
| LPL ENTERPRISE, LLC | 2024-11-14 | 2025-07-11 | — |
| PRUCO SECURITIES, LLC | 2024-04-30 | 2024-11-14 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | 2024-04-18 | — |
| HARRISDIRECT LLC | 2022-06-22 | 2023-09-05 | — |
| FIFTH THIRD SECURITIES, INC. | 2021-02-22 | 2022-05-02 | — |
| TD AMERITRADE, INC. | 2019-02-13 | 2021-01-11 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-02-13 | 2020-12-31 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2017-06-12 | 2019-02-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-06-20 | 2017-06-27 | — |