James Rohn is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2024-06-03 | present | Yes |
| EDWARD D. JONES & CO., L.P. | 2022-01-07 | 2024-06-05 | — |
| HARRISDIRECT LLC | 2019-01-15 | 2021-05-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-03-29 | 2018-12-19 | — |
| THORNBURG INVESTMENT MANAGEMENT INC | 2014-11-13 | 2016-04-21 | — |
| LEADER CAPITAL CORP. | 2014-08-01 | 2014-11-07 | — |
| INVESCO ADVISERS, INC. | 2011-07-30 | 2014-07-14 | — |