DAVID DUANE SMITH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with JOHN HANCOCK INVESTMENT MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | 2021-08-04 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2016-07-12 | 2021-08-10 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2014-11-12 | 2016-06-27 | — |
| CAPITAL CLIENT GROUP, INC. | 2013-06-24 | 2014-10-29 | — |
| WILLIAM BLAIR | 2010-12-21 | 2012-08-13 | — |