NICHOLAS DAVID FALLER is an investment adviser representative (IAR) with state registration records since 2019, appearing at 6 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | 2025-12-17 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | 2026-01-29 | — |
| CETERA WEALTH SERVICES, LLC | 2023-02-24 | 2023-06-29 | — |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | 2022-01-11 | 2025-12-19 | — |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2023-02-24 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2020-07-10 | 2020-11-12 | — |
| CITIZENS SECURITIES, INC. | 2019-08-01 | 2020-07-03 | — |