James Rice

James Rice is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2020-12-23presentYes
RMR WEALTH BUILDERS, INC.2020-11-042020-12-04
CALTON & ASSOCIATES, INC.2019-12-052020-12-04
NFSG CORPORATION2018-07-242019-12-03
EQUITABLE ADVISORS, LLC2016-06-032018-07-23

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