Stephen Richard Smith is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with STEPHEN SMITH FINANCIAL INC..
| Firm | From | To | Current |
|---|---|---|---|
| STEPHEN SMITH FINANCIAL INC. | 2025-12-03 | present | Yes |
| AE WEALTH MANAGEMENT, LLC | 2025-11-05 | 2026-04-28 | — |
| WEALTH BUILDER FUNDS LLC | 2024-01-10 | 2025-11-04 | — |
| SIGNIFICANT WEALTH PARTNERS LLC | 2018-07-12 | 2026-01-15 | — |
| CAPITAL MANAGEMENT CONSULTANTS, INC. | 2016-10-27 | 2024-02-20 | — |