KATHLEEN ANN COVEY

KATHLEEN ANN COVEY is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC, COVEY, KATHLEEN ANN.

Registration history (9)

FirmFromToCurrent
COVEY, KATHLEEN ANN2025-01-07presentYes
INDEPENDENT FINANCIAL GROUP, LLC2025-01-07presentYes
WESTPARK CAPITAL, INC.2016-08-162017-02-06
NEWPORT COAST ASSET MANAGEMENT, INC.2015-01-142015-04-06
COVEY, KATHLEEN ANN2014-03-272016-12-31
COVEY, KATHLEEN ANN2009-02-182009-12-31
NEWPORT COAST SECURITIES, INC.2009-01-062016-08-22
BRECEK & YOUNG ADVISORS, INC.2007-10-012008-12-31
COVEY, KATHLEEN ANN1997-07-082008-12-31

More