NEUBERGER SMALL-MID CAP ETF ETF is a security (CUSIP 64135A804) tracked across SEC portfolio filings. 21 institutional managers reported $168.4M on Form 13F as of 2026-06-30.
Showing 15 of 21 managers by value.
| Manager | Location | Value | Shares |
|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | NEW YORK, NY | $129.4M | 5,135,247 |
| LPL Financial LLC | FORT MILL, SC | $8.1M | 320,403 |
| STAGE HARBOR FINANCIAL, LLC | WESTWOOD, MA | $6.0M | 237,380 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $5.4M | 214,258 |
| BANK OF AMERICA CORP /DE/ | CHARLOTTE, NC | $4.6M | 182,391 |
| Broadway Wealth Solutions, Inc. | San Antonio, TX | $3.7M | 129,898 |
| EXCHANGE TRADED CONCEPTS, LLC | Oklahoma City, OK | $3.1M | 107,783 |
| JONES FINANCIAL COMPANIES LLLP | DES PERES, MO | $2.7M | 109,085 |
| HighTower Advisors, LLC | CHICAGO, IL | $1.4M | 47,351 |
| Royal Bank of Canada | TORONTO, A6 | $1.3M | 51,110 |
| Worth Financial Advisory Group, LLC | CHARLOTTE, NC | $836K | 29,136 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | CLARKSDALE, MS | $487K | 16,980 |
| JANE STREET GROUP, LLC | NEW YORK, NY | $327K | 12,964 |
| Pathstone Holdings, LLC | ENGLEWOOD, NJ | $292K | 11,570 |
| OSAIC HOLDINGS, INC. | PHOENIX, AZ | $289K | 11,488 |