CANTOR FITZGERALD & CO. X-17A-5 (2020-03-04) — Broker-dealer annual report

Full text of CANTOR FITZGERALD & CO.'s X-17A-5 filed 2020-03-04 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CANTOR FITZGERALD & CO.
• Form: X-17A-5
• Filed: 2020-03-04
• Period: 2019-12-31
• Accession: 0000017018-20-000007
• CIK: 17018
• File #: 8-00201
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Pascal Karam
• Phone: 212-294-7772
• Signed by: Kenneth Paulson (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000017018 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CANTOR FITZGERALD & CO. 110 EAST 59TH STREET, 4TH FLOOR NEW YORK NY 10022 Pascal Karam 212-294-7772 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Kenneth Paulson CANTOR FITZGERALD & CO. 12-31-2019 Kenneth Paulson Chief Financial Officer Y

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• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-02
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)