Full text of CANTOR FITZGERALD & CO.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  #### STATEMENT OF FINANCIAL CONDITION Cantor Fitzgerald & Co. December 31, 2021 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART III** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | | 8-201 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|----------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING _ _,0""""l'"""/0-=l/-=2=-1---AND ENDING -------=1=2/-=-3=1/=21"--_ | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Cantor Fitzgerald & Co. | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | @Broker-dealer | □Security-based swap dealer | | □Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 110 East 59th Street | (No. and Street) | | | | | | | | | | | New York | New York | | 10022 | | | (City)<br>(State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kenneth Paulson | 212-294-7922 | | | | | (Name) | (Area Code -Telephone Number) | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | | | | | th Avenue<br>One Manhattan West 401 9 | New York | New York | 10001 | | | "'<br>(Address) | (City) | (State) | (Zip Code) | | | I 0/20/2003 | | | 42 | | | | | | (PCAOB RogStt,tinn N rnnb�, if ,pptic,ble) | | | T<br>nf R,gi,tmtinn with PCAOB)(if ,pplic,bte) | FO<br>OFF<br>LI.L<br>O | L | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts…Read the full text as markdown