Full text of CANTOR FITZGERALD & CO.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ## STATEMENT OF FINANCIAL CONDITION Cantor Fitzgerald & Co. December 31, 2022 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|--------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023<br>Estimated average burdeu | | | | | | | hours per response: 12 | | | ANNUAL | | SEC FILE NUMBER | | | REPORTS FORM | | 8-201 | | | X-17A-5 PART III | | | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17 a-5, 17 a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | __<br>__ | | FILING FOR THE PERIOD BEGINNING_~O~l~/O~l~/2=2~-~AND ENDING | MMIDDIYY | | 1=2~/3~1~/2=2<br>MMIDDIYY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Cantor Fitzgerald & Co. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0Broker-dealer | Security-based swap dealer | | Major security-based swap participant | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | 110 East 59th Street | | | | | | (No. and Street) | | | | | | | | | | New York | | 10022 | | (City) | (State) | | (Zip Code) | | New York | | | | | | | | | | | 212-294-7922 | | KPaulson@cantor.com | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Kenneth Paulson | | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | | New York | New York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | One Manhattan West 401 9th Avenue<br>10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 42<br>(PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported…Read the full text as markdown