Full text of CANTOR FITZGERALD & CO.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION Cantor Fitzgerald & Co. December 31, 2020 With Report oflndependent Registered Public Accounting Film {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response ... 12.<sup>00</sup> 01\AB APPROVAL o:tv1B Nwnber: 3235-0123 Expires October 31, 2023 #### **ANNUAL AUDITED REPORT FORMX-17A-5 PART 111** <sup>I</sup>SEC FILE NUJ\ABER 8-201 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | ---0-lf�0l-/-20�--- AND ENDING | 12/31/20 | |--------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------------------|------------------------------------------------| | | | MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER - DEALER: | | | | | | | | OFFICIAL USE ONLY | | Cantor Fitzgerald & Co. | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do not use P.O. Box No.) | | | | | 110 East 59th Street | | | | | | (No. and Street) | | | | New York | New York | | 10022 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUJ\ABER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Kenneth Paulson | | | 212-294-7922<br>(Area Code - Telephone Nwnber) | | | | | | | | | R ACCOUNTANT IDENTIFICATION | | | INDEPENDENT REGISTERED PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ernst & Youn LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | 5 Times Square | New York | New York | 10036-6530 | | (Address) | (City) | (State) | (Zip Code) | | □<br>CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2).* SEC 1410 (I 1-05). {2}------------------------------------------------ ### **AFFIRMATION** I, Kenneth Paulson, affir…Read the full text as markdown