Full text of CANTOR FITZGERALD & CO.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FIN A NC IA L CONDITION Cantor Fitzgerald & Co. December 31, 2023 With Report oflndependent Registered Public Accounting Finn {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** III | 0MB APPROVAL | | | | | |-------------------------------------------------------------------------------------------------------|--|--|--|--| | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | SEC FILE NUMBER | | | | | 8-201 **FACING PAGE** | Information Required Pursuant to Rules 17 a-5, 17 a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-------------------------------------------------------------------------------------------------------------|--|--| |-------------------------------------------------------------------------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>O~l/~O~l/_23 | AND ENDING | __<br>__<br>1_2~/3_1~/2_3 | | |---------------------------------|---------------------------|------------|---------------------------|--| | | MMIDDIYY | | MMIDDIYY | | ### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Cantor Fitzgerald & Co. TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 110 East 59th Street | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|---------------------------| | | (No. and Street) | | | | New York | New York | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Danny Salinas | 212-294-7849 | | danny. salinas@cantor.com | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | One Manhattan West 401 9th Avenue | New York | New York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | 4…Read the full text as markdown