Full text of DARWOOD ASSOCIATES INCORPORATED's X-17A-5 filed 2021-04-07 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C, 20549 # **ANNUAL AUDITED REPORT FORM X·17A•5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 **Estimated average burden** hoursoerresoonsa ...... 12.00 # SEC FILE NUMBER **B-16560** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGJNNJNG | __<br>____<br>o_1_,_0_1,_2_0 | AND ENDJNG | __<br>___<br>_<br>12_/_3_1_/2_0 | |---------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|---------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Darwood Associates Incorporated | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 284 US Highway 206 | | | | | | (No. and Street) | | | | Hillsborough | New Jersey | | 08844 | | (City) | (Stale) | | (Zip Codo) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Gerard Rendlnaro | | | 903 874-3600 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | RWGroup | | | | | | (Name,. (/ Individual, 4/ate last, first, middle name) | | | | 400 Old Forge lane, Suite 401 | Kenneth Square | PA | 19348 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>I certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in_United States or any of its possessions. | | | | | | FOR OPFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption.from the requirement that the annual report he covered by the opinion of an Independent publtc accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. /7a-5(e)(2)* > **Potenllal person\$ who are to reapond to the coJlectlon of Information contained In lhisformare nol required to respond unless the form di splays• currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Gerard Rendlnaro | | , swear (or affirm) that, to the best of | |------------------…Read the full text as markdown