Full text of DARWOOD ASSOCIATES INCORPORATED's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAt<br>OMS Number: 3235-0123<br>Expires: Nov. 30, 2026 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------| | | Washington, D.C. 20549 | Estimated average burden<br>hours per resptmse: 12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-S | 8-16560 | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | MM/OO/YV | AND ENDING 12/31/2023 | | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Darwood Associates, Incorporated | | | TYPE OF REGISTRANT (check all appllcable boxes):<br>[!] Broker-dealer<br>D Check here ff respondent is also an OTC derivatives dealer<br>284 US Highway 206 | □ Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no,} | D Major security-based swap participant | | | (No. and Street) | | | Hillsborough | NJ | 08844 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Gerard Rendinaro | (908) 87 4-3600 | g,res,dinanl@darwooduslos.ccm | | (Name} | (Area Code-Telephone Number) | (Email Address) | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | RW Group LLC. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing• | | | | (Name- if individual, state last, first, and middle name) | | | 400 Old Forge Lane, Suite 401 | Kennett Square PA | 19348 | | | | | (Address) (City) {State) (Zip Code) 2/23/2010 5020 (Date of Re istratlon with PCAOS if a pllcable) ' (PCAOB Re istratlon Number, If a licable FOR OFFICAL USE ONLY • aalms for exemption from the requirement that the annual reports be covered by the reports of an independent publJc accountant mu,t be supported bv" :.totcment of facts and dreumstan<:cs relit,d on as lhe basis of the exemption. see 17 CFR 240,17a-S(el(l)(li), If applicable. PerSOJIS who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------…Read the full text as markdown