Full text of DARWOOD ASSOCIATES INCORPORATED's X-17A-5/A filed 2025-05-16 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>I 2 | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|---------------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-16560 | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | __ | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | MM/DD/YY | | AND ENDING _1_2_/3_1_/_2_0_2_4<br>MM/DD/YY | | | | A, REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : Darwood Associates, Incorporated | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PR INCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>284 US Highway 206 | | | | | | | (No. and Street) | | | | | Hillsborough | NJ | | 08844 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gerard Rendinaro | (908) 87 4-3600 | | g.rendinaro@darwoodassociates.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B, ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RW Group LLC. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | PO Box 114 | Landen berg | PA | 19350 | | | (Address)<br>2/23/2010 | (City) | (State)<br>5020 | (Zip Code) | | | T"<br>of Regima<ioo wi<h PCAOB){if applicable] | | | | | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of inform…Read the full text as markdown