Full text of DARWOOD ASSOCIATES INCORPORATED's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Darwood Associates, Incorporated TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 284 US Highway 206 | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------|------------------------------------------| | Hillsborough | NJ | | 08844 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gerard Rendinaro | (908) 87 4-3600 | g.rendinaro@darwoodassoclates.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | RW Group LLC. | (Name - if individual, state last, first, and middle name) | | | | 400 Old Forge Lane, Suite 401 | Kennett Square | PA | 19348 | | (Address) | (City) | (State) | (Zip Code) | | 2/23/2010 | | 5020 | | | T"<br>of R,gi,t,atio, with PCAOB)(;f applicable] | FOR OFFICIAL USE ONLY | | (PIJIOB "'"""""" N•mb", If apellcabl,) I | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(II), if applicable. **Persons who are to respond to the collection of information contained** In **this form are not required to respond unless the form displays a currently valid 0MB control number.** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct, 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-16560 {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Gerard Rendinaro swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Darwood Associates, Incorpo…Read the full text as markdown