Full text of DARWOOD ASSOCIATES INCORPORATED's X-17A-5 filed 2026-04-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0 MB APPRnVAl 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-16560 Information Required **Pursuant to** Rules **17a-5, 17a-12,** and **18a-7** under **the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: **\_D\_a\_rw\_o\_o\_d\_A\_s\_s\_o\_c\_ia\_t\_e\_s\_,\_l\_n\_c\_o\_rp\_o\_ra\_t\_e\_d \_\_\_\_\_ \_** TYPE **OF REGISTRANT (check** all **applicable boxes):** 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dea ler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **284 US Highway 206** (No. and Street) **Hillsborough NJ 08844** (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING **Gerard Rendinaro (908) 874-3600 g.rendinaro@darwoodas\$0ciates com** (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **RW Group LLC.** (Name - if individual, state last, first, and middle name) **114 Cambridge Rd Landen berg PA 19350** (Address) (City) (St ate) (Zip Code) **2/23/2010 5020** (D:,tc, of Rogistration with PCAOB)(if appl icable) (PCAOB Registration Number, it applicable) FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supponed by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a S(e)(l)(ii), if applicable. Persons who **are** to respond to t he collection of information contained In this form are not required to respond unless t he form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | GERARD RENDINARO | |--|------------------| | | | I GERARD RENDINARO sw ear (or affirm) that, to the best of my know ledge and belief, the <sup>I</sup> | | | financial report pertaining to the firm of DARWOOD ASSOCIATES, INCORPORATED | as of | |------------------|------|-----------------------------------------------------------------------------------|-------…Read the full text as markdown