Full text of NYLIFE SECURITIES LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NYLIFE Securities LLC** (An affiliate of New York Life Insurance Company) Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-15517 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>0_1/_0_1/_2_02_1 | __<br>__<br>AND ENDING | --'1-=2/'--'-3-'-1/=2"'-02=-1'--_ | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|-----------------------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: ___ | N_Y_L_I_FE_S_e_c_u_rit_ie_s_L_L_C | __________________ | _ | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 51 Madison Avenue | | | | | | | | | | (No. and Street) | | | | | | | | New York | | NY | 10010 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Patricia Loftus | (212) 576-5618<br>patricia loftus@newyorklife.com | | | | | | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 300 Madison Avenue | New York | NY | 10017 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 0238 | | | | | | | rte ofReg;stcatioa w;th PCAOB ){;f appl;cable) | | | (PCAOB Reg,stcatmo Norn bee, ;f appl;cable) I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual repo…Read the full text as markdown