NYLIFE SECURITIES LLC X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of NYLIFE SECURITIES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # **NYLIFE Securities LLC** (An affiliate of New York Life Insurance Company) Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-15517 | | MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: NYLIFE Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 51 Madison Avenue | | |-------------------|--| |-------------------|--| | | ( No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------------|--| | New York | NY | 10010 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Patricia Loftus | (212) 576-5618 | patricia_loftus@newyorklife.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | # PricewaterhouseCoopers **LLP** | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|-----------------------|------------------------------------------|------------|--|--|--| | 300 Madison Avenue | New York | NY | 10017 | | | | | (Address)<br>10/20/2003 | (City) | (State)<br>0238 | (Zip Code) | | | | | l"<br>of Regbuatioo w;th PCAOB)/;f apphcable) | | {PCAOB Reg;;tcafo, Nombec,;, apphcable)I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of f…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)