Full text of NYLIFE SECURITIES LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NYLIFE Securities LLC** (An affiliate of New York Life Insurance Company) Statement of Financial Condition December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-15517 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _0_1_/0_1 /_2_0_2_2_ | AND ENDING _ | | 1_2_/_3_1 _/2_0_2_2 __ | | |------------------------------------------------------|--------------|--|------------------------|--| | | MM/DD/VY | | MM/DD/VY | | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_N\_Y\_L\_I F\_E\_ S\_e\_c\_u\_ri\_ti\_e\_s\_L\_L\_C \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 51 Madison Avenue | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------------------|--| | New York | NY | 10010 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Patricia Loftus | (212) 576-5618 | patricia _loftus@newyorkl ife. com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | ## PricewaterhouseCoopers LLP | | (Name - if individual, state last, first, and middle name) | | | |--------------------|------------------------------------------------------------|---------|---------------------------------------------| | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 0238 | | | | | | (PCAOB Reg,stcat,oo N,mbec, ;f appncable( I | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be…Read the full text as markdown