Full text of NYLIFE SECURITIES LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NYLIFE Securities LLC** (An affiliate of New York Life Insurance Company) Statement of Financial Condition December 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-15517 | | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | AND ENDING 12/31/2024 | |---------------------------------------------|--|-----------------------| | | | | MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: NYLI FE Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 51 Madison Avenue | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------| | New York | NY | 10010 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Patricia Loftus | (212) 576-5618<br>patricia_loftus@newyorklife.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | PricewaterhouseCoopers LLP | | | | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|-----------------------|---------|-----------------------------------------| | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 0238 | | | [re of Reg;strnt;,o w;th PCAOB[[;f applkablel | | | [PCAOB Reg;;trnMo Nombec, ;f apphcable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **…Read the full text as markdown