Full text of NYLIFE SECURITIES LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NYLIFE Securities LLC** (An affiliate of New York Life Insurance Company) Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AN D EXCHANGE COMMISSION W ashington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |----------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>I 2 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-15517 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01 | /2023 | AND ENDING 12/31 | /2023 | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: NYLIFE Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | | 0 Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 51 Madison Avenue | | | | | | (No. and Street} | | | | New York | NY | | 10010 | | (City} | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Patricia Loftus | (212) 576 -5618 | | ploftus@nyl.com | | (Name) | (Area Code -Telephone Number} | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 0238 | | | rte of Regi,tcaUOo with PCAOB )(if applicable) | | | {PCAOB Regimatioo Nombec, if applicable) I | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17…Read the full text as markdown