NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0000072174-18-000014
• CIK: 72174
• File #: 8-14088
• Material weakness: No
• Auditor: PricewaterhouseCoopers, LLP
• Auditor location: Milwaukee, WI
• Contact: Jennifer O'Leary
• Phone: 414-665-2542
• Signed by: Jennifer O'Leary (FINOP & Treasurer)

Document text (excerpt)

X-17A-5 0000072174 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 611 EAST WISCONSIN AVE. MILWAUKEE WI 53202-4797 Jennifer O'Leary 414-665-2542 PricewaterhouseCoopers, LLP 833 East Michigan Street Suite 1200 Milwaukee WI 53202 Certified Public Accountant Jennifer O'Leary NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 02-27-2018 Jennifer O'Leary FINOP & Treasurer Y

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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)