Full text of NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Northwestern Mutual Investment Services, LLC** **Statement of Financial Condition December 31, 2023** **AVAILABLE FOR PUBLIC** {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-14088 | | | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|--| | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Northwestern Mutual Investment Services, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXI Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | | | [] Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS' (Do not use a P.O. box no.) | | | | | | | 720 E Wisconsin Ave | | | | | | | | (No and Street) | | | | | | Milwaukee | WI | | 53202 | | | | (City) | (State) | | (Zıp Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jared Ward, FINOP | (414) 665 - 5520 | | jaredward@northwesternmutual.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contamed in this filing*<br>PricewaterhouseCoopers, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One North Wacker | Chicago | 11 | 60606 | | | | (Address) | (City) | (State) | (Zıp Code) | | | | 10/20/03 | | 238 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | {2}------------------------------------------------ | Jared Ward | s and below and be and be affirm) that, to the best of my knowledge and belief, the | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--|--|--|--| | financial report pertaining to the firm of Northwestern Mutual Investment Services, LLC | |…Read the full text as markdown